Newsletters

UPPI NEWS is a quarterly newsletter prepared and published by Uniglobal Pension Planning, Inc. for the convenience and benefit of our clients, brokers, and advisors. Please send any comments or suggestions to uppinews@uppi.net. We welcome all replies.

Scan below for downloadable copies of our current and prior UPPI NEWS newsletters. Adobe Acrobat Reader is required to view these files - click here or on the Acrobat icon below to download a free copy.

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Issue Contents Click to Download

Summer 2006 Organizational Changes at Uniglobal, Safe Harbor Contributions and Top Heavy Plans, Distributions to HCE's, Taking the Mystery Out of Retirement Planning, Following the New Roth 401(k) Rules.
UPPINEWS_20063Q.PDF
(80 KB)

Winter 2006 New Year-End Package Format for 2005 Plan Years, QNEC's and Discrimination Testing, 2006 IRS Qualified Retirement Plan Limits, Completing the 2005 Year-End Package.
UPPINEWS_20061Q.PDF
(122 KB)

Fall 2005 Uniglobal Client Referral Program, Department of Labor Imposes Electronic Filing Requirements, Who We Are, Court's Ruling in Employer's Failure to Comply with Participant's Request for Information, Fiduciary Checklist.
UPPINEWS_20054Q.PDF
(117 KB)

Summer 2005
Request a Proposal Online, Roth 401(k) Provisions - Are They Appropriate For Your Plan, Who We Are, Related Employers - How It Affects Your Qualified Retirement Plan.
UPPINEWS_20053Q.PDF
(104 KB)

Spring 2005 Amend Plan Documents for New Automatic Rollover Regulations, Tax Credits for Employers & Employees, Rules Concerning Automatic Rollovers, Who is Responsible for Employer's Failure to Withhold Loan Repayments?, Important Information Regarding Employees Serving in the United States Military, 10 Fiduciary/Trustee Duties.
UPPINEWS_20052Q.PDF
(105 KB)

Winter 2005 2005 IRS Qualified Retirement Plan Limits, SPD's and Foreign Languages, Fiduciary Responsibility Regarding Lost Participants, Completing the 2004 Year-End Package.
UPPINEWS_20051Q.PDF
(159 KB)

Fall 2004 Introducing the UPPI Newsletter, New Comparability - Is It Right for Your Company, Mutual Fund Trading Practice Investigations, Is 2005 the Year to Consider Using a 401(k) Safe Harbor Plan?
UPPINEWS_20044Q.PDF
(154 KB)

Issue	Contents	Click to Download
Summer 2006	Organizational Changes at Uniglobal, Safe Harbor Contributions and Top Heavy Plans, Distributions to HCE's, Taking the Mystery Out of Retirement Planning, Following the New Roth 401(k) Rules.	UPPINEWS_20063Q.PDF (80 KB)
Winter 2006	New Year-End Package Format for 2005 Plan Years, QNEC's and Discrimination Testing, 2006 IRS Qualified Retirement Plan Limits, Completing the 2005 Year-End Package.	UPPINEWS_20061Q.PDF (122 KB)
Fall 2005	Uniglobal Client Referral Program, Department of Labor Imposes Electronic Filing Requirements, Who We Are, Court's Ruling in Employer's Failure to Comply with Participant's Request for Information, Fiduciary Checklist.	UPPINEWS_20054Q.PDF (117 KB)
Summer 2005	Request a Proposal Online, Roth 401(k) Provisions - Are They Appropriate For Your Plan, Who We Are, Related Employers - How It Affects Your Qualified Retirement Plan.	UPPINEWS_20053Q.PDF (104 KB)
Spring 2005	Amend Plan Documents for New Automatic Rollover Regulations, Tax Credits for Employers & Employees, Rules Concerning Automatic Rollovers, Who is Responsible for Employer's Failure to Withhold Loan Repayments?, Important Information Regarding Employees Serving in the United States Military, 10 Fiduciary/Trustee Duties.	UPPINEWS_20052Q.PDF (105 KB)
Winter 2005	2005 IRS Qualified Retirement Plan Limits, SPD's and Foreign Languages, Fiduciary Responsibility Regarding Lost Participants, Completing the 2004 Year-End Package.	UPPINEWS_20051Q.PDF (159 KB)
Fall 2004	Introducing the UPPI Newsletter, New Comparability - Is It Right for Your Company, Mutual Fund Trading Practice Investigations, Is 2005 the Year to Consider Using a 401(k) Safe Harbor Plan?	UPPINEWS_20044Q.PDF (154 KB)